Christopher H. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Holmes Gordon, who also goes by Chris Gordon, Christopher Gordon, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2013. Christopher had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2013 - July 15, 2014
ASSEMBLY WEALTH
April 26, 2013 - July 29, 2013
PROSPERA FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ASSEMBLY WEALTH
CRD#: 108834 / SEC#: 801-57629
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ASSEMBLY WEALTH
CRD#: 108834 / SEC#: 801-57629
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 568 |
| AUM (Assets Under Management) | $ 432,943,158 |
Red Flags
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