Stephanie Naratil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Naratil, who also goes by Stephanie C Naratil, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2011. Stephanie had worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2015 - January 11, 2021
TPG CAPITAL BD, LLC
September 2, 2011 - September 29, 2015
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/21/2025
General Securities Representative ExaminationSeries 79TO
Date: 1/21/2025
Investment Banking Registered Representative ExaminationCurrent Firm
TPG CAPITAL BD, LLC
CRD#: 143876 / SEC#: , 8-67616
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
