Minji Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Minji Kim, who also goes by Arielle Kim, was a registered financial professional .
Minji is a previously registered financial professional and started their career in finance in 2012. Minji had worked at 2 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2012 - November 14, 2014
STONNINGTON GROUP, LLC
February 1, 2012 - April 9, 2012
CAPPELLO CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/19/2012
Corporate Securities Limited Representative ExaminationCurrent Firm
STONNINGTON GROUP, LLC
CRD#: 131221 / SEC#: 801-63081, 8-66919
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONNINGTON, NICHOLAS HENRY | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 1090046 |
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 553,044,853 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
