Andrew J. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Jordan Adams, who also goes by Andrew Adams, Andy Adams, Ender Adams, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2010. Andrew had worked at 5 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2017 - November 12, 2018
SAMMONS FINANCIAL NETWORK, LLC
November 6, 2013 - January 2, 2015
NEW ENGLAND SECURITIES
November 6, 2013 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
November 6, 2013 - November 13, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
June 29, 2010 - November 27, 2012
DIRECTED SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
