Troy A. Sapp
COMMENCEMENT FINANCIAL PLANNING LLC
Lakewood, WA
Some features on this profile are disabled
CRD#: 5803551
Professional summary
Troy Aaron Sapp, CFP® is a registered financial advisor currently at COMMENCEMENT FINANCIAL PLANNING LLC located in Lakewood, Washington.
Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Troy has worked at 1 firm .
Biography
Troy provided comprehensive financial planning and tax compliance services (return preparation) to affluent multi-generational families in the Northwest at a private firm for 14 years. While working at that private firm Troy recognized a need in the broader community for similar unbiased comprehensive financial planning and wealth management services.
Utilizing a consultative approach to planning instead of one based on sales, Troy seeks to assist you to discover and implement the best alternatives given your unique situation.
Troy is a Certified Financial Practioner who holds a Bachelor of Science in Business degree from the University of Minnesota, Twin Cities. Troy was also granted a certificate (CPA) as having passed the Certified Public Accountant examination and is registered as such by both the Washington and Minnesota State Boards of Accountancy.
Memberships: National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA), Tacoma Estate Planning Council.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Education Planning
Tax Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Investment Advice without Ongo...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Aaron Sapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
June 18, 2010 - Present
COMMENCEMENT FINANCIAL PLANNING LLC
RIA
CRD#: 154056
Lakewood, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(6/18/2010)
Exams
Current Firm
COMMENCEMENT FINANCIAL PLANNING LLC
COMMENCEMENT FINANCIAL PLANNING LLC
CRD#: 154056 / SEC#:
Washington
Registered Investment Advisory firm - (6/18/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Lakewood, WA
Mailing Address
Phone number
(253) 820-6432
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 218 |
| AUM (Assets Under Management) | $ 104,118,932 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
