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Marc Anthony Fitorre

CRD# 5803532·Registered 2011 - 2021
Previously Registered: Being a previously registered professional could mean that Marc is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marc Anthony Fitorre, who also goes by Marc A Fitorre, was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 2011 - 2021. Marc had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marc A Fitorre

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

TRIAGO·CRD# 143529
BD
New York, NY
August 2, 2021 - September 30, 2021
CEBILE CAPITAL LLC·CRD# 292240
BD
New York, NY
December 11, 2019 - July 26, 2021
EVERCORE GROUP L.L.C.·CRD# 42405
BD
New York, NY
October 24, 2013 - March 13, 2018
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
August 30, 2011 - August 29, 2013

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Current Firm

TR
TRIAGO

HOULIHAN LOKEY ADVISORY, INC. | TRIAGO X, INC. | TRIAGO X | TRIAGO AMERICAS, INC. | TRIAGO

CRD#: 143529 / SEC#: 8-67573
BD
Terminated by SEC on 03/30/2025

Contact Information

Established

Delaware since 10/19/2006

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TRIAGO MANAGEMENT DEVELOPMENT SARLSHAREHOLDER—
ADELSON, SCOTT JOSEPHDIRECTOR2147111
ALLEY, JAMES LINDSEYDIRECTOR2394515
CRAIN, CHRISTOPHER MADISONDIRECTOR4870370
QUIROGA, VICTOR EDUARDOCCO, EXEC. REP, AML SUPER.4841312
SWAIN, MATTHEW JOSEPHPRESIDENT6826025
TANIGUCHI, EDWARD NEALFINOP4632869

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2014About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2011About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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