Marc A. Fitorre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Anthony Fitorre, who also goes by Marc A Fitorre, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2011. Marc had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2021 - September 30, 2021
TRIAGO
December 11, 2019 - July 26, 2021
CEBILE CAPITAL LLC
October 24, 2013 - March 13, 2018
EVERCORE GROUP L.L.C.
August 30, 2011 - August 29, 2013
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/18/2021
General Securities Representative ExaminationCurrent Firm
TRIAGO
CRD#: 143529 / SEC#: , 8-67573
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRIAGO MANAGEMENT DEVELOPMENT SARL | SHAREHOLDER | |
| ADELSON, SCOTT JOSEPH | DIRECTOR | 2147111 |
| ALLEY, JAMES LINDSEY | DIRECTOR | 2394515 |
| CRAIN, CHRISTOPHER MADISON | DIRECTOR | 4870370 |
| QUIROGA, VICTOR EDUARDO | CCO, EXEC. REP, AML SUPER. | 4841312 |
| SWAIN, MATTHEW JOSEPH | PRESIDENT | 6826025 |
| TANIGUCHI, EDWARD NEAL | FINOP | 4632869 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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