Lindsay A. Ingram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsay A Ingram was a registered financial professional .
Lindsay is a previously registered financial professional and started their career in finance in 2011. Lindsay had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2015 - April 8, 2019
SIGULER GUFF GLOBAL MARKETS, LLC
August 30, 2011 - March 12, 2015
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
SIGULER GUFF GLOBAL MARKETS, LLC
CRD#: 159534 / SEC#: , 8-68996
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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