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Samuel C. Hanson

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CRD#: 5802589
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samuel C Hanson was a registered financial professional .

Samuel is a previously registered financial professional and started their career in finance in 2015. Samuel had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 7, 2015 - October 20, 2016

DEWAAY CAPITAL MANAGEMENT

RIA
CRD#: 116214
WEST DES MOINES, IA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/7/2015
Uniform Investment Adviser Law Examination

Current Firm


DC
DEWAAY CAPITAL MANAGEMENT
DEWAAY ADVISORY SERVICES, INC. | DEWAAY FINANCIAL NETWORK | DEWAAY CAPITAL MANAGEMENT, INC. | DEWAAY CAPITAL MANAGEMENT

CRD#: 116214 / SEC#: 801-61161

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Contact information


Main Address
1355 50th Street Suite 500, West Des Moines, IA 50266-1619
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ADV PART 2A- APPENDIX 1 (3/21/2017)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DEWAAY CAPITAL MANAGEMENT

CRD#: 116214

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