Andrew W. Winningham
PRINCIPIA WEALTH ADVISORY
Dallas, TX 75240
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CRD#: 5802231
Professional summary
Andrew W Winningham, CFP®, who also goes by Andy Winningham, is a registered financial advisor currently at PRINCIPIA WEALTH ADVISORY, LLC located in Dallas, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Winningham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of other business: Thousand Hills, LLC Investment related?: Yes Address of business: 1209 Creekfield Dr. Plano, TX 75075 Nature of business: Series LLC for investing in private businesses My position: Member Start date: 01/2019 Hours devoted: 4/month; 1/month during trading hours Duties: Source and evaluate investment opportunities for personal investment; recordkeeping Name of other business: Individual Sole Proprietor Investment related?: Yes Address of business: 4071 China Elm Dr. Dallas, TX 75212 Nature of business: Own and manage residential real estate My position: Owner/manager Start date: 10/2019 Hours devoted: 5/month; 1/month during trading hours Duties: Manage rental properties
CRS (Client Relationship Summary) - RIA
Click below to view Andrew W Winningham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
September 29, 2015 - Present
PRINCIPIA WEALTH ADVISORY, LLC
Office #1: 13355 Noel Rd. Ste 1100, Dallas, TX 75240RIA
CRD#: 152678
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PRINCIPIA WEALTH ADVISORY, LLC
PRINCIPIA WEALTH ADVISORY, LLC
CRD#: 152678 / SEC#: 801-127042
RIA
Registered Investment Advisory firm - (12/15/2022 Approved)Texas
Registered Investment Advisory firm - (12/19/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/29/2015)
Current Firm
PW
PRINCIPIA WEALTH ADVISORY, LLC
PRINCIPIA WEALTH ADVISORY, LLC
CRD#: 152678 / SEC#: 801-127042
RIA
Registered Investment Advisory firm - (12/15/2022 Approved)Texas
Registered Investment Advisory firm - (12/19/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13355 Noel Rd. Ste 1100, Dallas, TX 75240
Mailing Address
13355 Noel Rd. Ste 1100, Dallas, TX 75240
Phone number
(214) 775-0899
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 736 |
| AUM (Assets Under Management) | $ 190,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRINCIPIA WEALTH ADVISORY, LLC
CRD#: 152678Dallas, TX 75240TRUST BUT VERIFY
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