Stephen T. Brown
Professional summary
Stephen Taylor Brown is a registered financial professional currently at ZANBATO SECURITIES LLC located in Mountain View, California.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2013. Stephen has worked at 2 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Taylor Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2016 - Present
ZANBATO SECURITIES LLC
Office #1: 711 / 715 N. Shoreline Blvd., Mountain View, CA 94043October 17, 2013 - September 9, 2016
SOURCE CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2016)
(9/14/2016)
(5/16/2017)
(9/29/2016)
(3/21/2017)
(9/14/2016)
(9/14/2016)
Exams
Series 62
Date: 10/17/2013
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
ZANBATO SECURITIES LLC
CRD#: 279028 / SEC#: , 8-69654
Contact information
FINRA licenses (41 States and Territories)
Red Flags
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Company Information
ZANBATO SECURITIES LLC
CRD#: 279028Mountain View, CA 94043TRUST BUT VERIFY
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