Jerome A. Ward

INNOVATIVE WEALTH ADVISORS LLC

Encino, CA 91436

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CRD#: 5801723

Professional summary

Jerome Allen Ward, who also goes by Jerry Ward, is a registered financial advisor currently at INNOVATIVE WEALTH ADVISORS LLC located in Encino, California.

Jerome is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jerome has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Ward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR.WARD IS ACTIVELY INVOLVED IN HIS BUSINESS OF PROVIDING ACCOUNTING SERVICES THROUGH MILLER WARD & CO. THIS IS A PRIMARY BUSINESS. MOST OF HIS TIME IS SPENT WITH THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Allen Ward's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2015 - Present

INNOVATIVE WEALTH ADVISORS LLC

Office #1: 16130 Ventura Blvd. Suite 400, Encino, CA 91436

RIA

CRD#: 175324

Encino, CA

Past

September 3, 2010 - September 17, 2015

INNOVATIVE WEALTH ADVISORS LLC

RIA

CRD#: 153981

ENCINO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/2009

Uniform Investment Adviser Law Examination

Current Firm

INNOVATIVE WEALTH ADVISORS LLC

CRD#: 175324 / SEC#:

California

Registered Investment Advisory firm - (5/26/2015 Approved)

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Contact information

Main Address

16130 Ventura Blvd. Suite 400, Encino, CA 91436

Mailing Address

Phone number

(818) 385-4997

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerome A. Ward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Allen Ward's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE WEALTH ADVISORS LLC

INNOVATIVE WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/2009

Current Firm

INNOVATIVE WEALTH ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

INNOVATIVE WEALTH ADVISORS LLC

TRUST BUT VERIFY

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