Aynsley T. Cosby

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CRD#: 5801616

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aynsley Thomas Cosby, who also goes by Aynsley D Thomas, was a registered financial professional .

Aynsley is a previously registered financial professional and started their career in finance in 2013. Aynsley had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Aynsley D Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SIMA WEALTH PARTNERS, LLC. RIA. INVESTMENT RELATED. 6802 PARAGON PLACE, SUITE 440, RICHMOND, VA 23230. IAR FOR INVESTMENT ADVISORY FIRM. 05/2012. 144 HRS/MO. 2. 01/23/2013 - DR. CHARLES P THOMAS DDS/ ACCOUNTING AND BOOKKEEPING/ 5%/ RICHMOND, VA. 3. SIMA ACCOUNTING GROUP, LLC. NON INVESTMENT RELATED. 6802 PARAGON PLACE, SUITE 440, RICHMOND, VA 23230. ACCOUNTING FIRM ASSIST WITH ACCOUNTING CLIENTS. ASSITANT. 05/2012.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 7, 2017 - July 27, 2023

SIMA RETIREMENT SOLUTIONS, LLC

RIA

CRD#: 286030

RICHMOND, VA

Past

October 15, 2013 - January 3, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

RICHMOND, VA

Past

September 3, 2013 - July 27, 2023

SIMA WEALTH PARTNERS, LLC

RIA

CRD#: 159943

RICHMOND, VA

Past

April 24, 2013 - November 1, 2013

LPL FINANCIAL LLC

CRD#: 6413

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIMA RETIREMENT SOLUTIONS, LLC

CRD#: 286030 / SEC#: 801-131493

RIA

Registered Investment Advisory firm - (11/20/2024 Approved)

Virginia

Registered Investment Advisory firm - (12/3/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2013

General Securities Representative Examination

Current Firm

SIMA RETIREMENT SOLUTIONS, LLC

CRD#: 286030 / SEC#: 801-131493

RIA

Registered Investment Advisory firm - (11/20/2024 Approved)

Virginia

Registered Investment Advisory firm - (12/3/2024 Terminated)

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Contact information

Main Address

720 Moorefield Park Drive Suite 140, North Chesterfield, VA 23235

Mailing Address

Phone number

(804) 285-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIMA RETIREMENT ADV PART 2A BROCHURE (3/24/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aynsley T. Cosby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIMA RETIREMENT SOLUTIONS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

SIMA WEALTH PARTNERS, LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

SIMA RETIREMENT SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2013

SIE

Date: 1/3/2017

Series 7

Date: 4/23/2013

Current Firm

SIMA RETIREMENT SOLUTIONS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SIMA RETIREMENT SOLUTIONS, LLC

TRUST BUT VERIFY

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