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Desirae M. Hovdestad

MUTUAL OF OMAHA INVESTOR SERVICES
Sioux Falls, SD 57108
Some features on this profile are disabled
CRD#: 5801601
DH

Professional summary


Desirae Marie Hovdestad, who also goes by Desirae M Hovdestad, Desirae Marie Loof, is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Sioux Falls, South Dakota.

Desirae is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Desirae has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Desirae M Hovdestad | Desirae Marie Loof

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent; Non-Investment Related; Start Date: 09/28/2010; Insurance Lines: Heath, Life, and Annuity; Approximately 40 hours per week during trading hours. FAMILY FOCUSED FINANCIAL LLC, SIOUX FALLS, SD - INSURANCE AND INVESTMENT RELATED, DBA NAME FOR INSURANCE AND INVESTMENT BUSINESS, CO-OWNER, STARTED 01/01/2019, 40 HOURS PER WEEK FAMILY FOCUSED PROPERTIES LLC, SIOUX FALLS, SD - REAL ESTATE AND RENTAL PROPERTY, NOT INVESTMENT RELATED, CO-OWNER, STARTED 10/17/2023, 2 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Desirae Marie Hovdestad's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Desirae Marie Hovdestad's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 9, 2015 - Present

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Office #1: 6809 S. Minnesota Ave Suite 202, Sioux Falls, SD 57108
RIA
BD
CRD#: 611
Sioux Falls, SD
Current

August 26, 2010 - Present

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Office #1: 6809 S. Minnesota Ave Suite 202, Sioux Falls, SD 57108
RIA
BD
CRD#: 611
Sioux Falls, SD

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS

CRD#: 611 / SEC#: 801-61332, 8-47290

RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/18/2025)
RR
Arizona
(9/13/2016)
RR
California
(8/23/2023)
RR
Florida
(2/24/2025)
RR
Iowa
(2/4/2013)
RR
Minnesota
(4/27/2015)
RR
Nebraska
(9/24/2020)
RR
New Mexico
(6/16/2023)
RR
North Carolina
(7/29/2015)
RR
South Carolina
(10/18/2021)
RR
South Dakota
(9/19/2010)
IAR
South Dakota
(6/9/2015)
RR
Texas
(10/1/2018)
RR
Utah
(7/21/2017)
RR
Virginia
(10/2/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/5/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS

CRD#: 611 / SEC#: 801-61332, 8-47290

RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MUTUAL OF OMAHA INVESTOR SERVICES INC PART 2A BROCHURE 06-20-2025 (6/20/2025)

Direct owners and executive officers


NamePositionCRD#
MUTUAL OF OMAHA HOLDINGS INC.OWNER
BEES, EVAN RICHARDPRINCIPAL FINANCIAL OFFICER4662845
HUGHES, BRIANA DAWNCHIEF COMPLIANCE OFFICER4268240
PROSKOVEC, ADAM DPRESIDENT AND PRINCIPAL OPERATIONS OFFICER4957628

Regulatory assets under management


Total Number of Accounts116
AUM (Assets Under Management)$ 24,355,321

Disclosures


Regulatory Event4
Arbitration2
Bond8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611Sioux Falls, SD 57108

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