Richard L. Polo
Professional summary
Richard L Polo JR., who also goes by Richard L Polo, Richard L. Polo Jr., is a registered financial advisor currently at RETIREMENT WEALTH MANAGEMENT, LLC located in Nutley, New Jersey.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Richard has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard L Polo JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2020 - Present
RETIREMENT WEALTH MANAGEMENT, LLC
Office #1: 80 East Passaic Avenue, Nutley, NJ 07110March 26, 2012 - October 17, 2016
CETERA INVESTMENT ADVISERS LLC
March 26, 2012 - October 17, 2016
CETERA FINANCIAL SPECIALISTS LLC
September 3, 2010 - March 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 2010 - March 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/23/2020)
(4/5/2021)
(12/24/2024)
Exams
Current Firm
RETIREMENT WEALTH MANAGEMENT, LLC
CRD#: 310386 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 176 |
| AUM (Assets Under Management) | $ 45,709,930 |
Red Flags
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