Scott R. Mccaghren

SAFE HARBOR FIDUCIARY

Pensacola, FL 32502

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CRD#: 5801543

Professional summary

Scott Ryan Mccaghren, who also goes by Scott Mccaghren, is a registered financial advisor currently at SAFE HARBOR FIDUCIARY, LLC located in Pensacola, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Scott has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Mccaghren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SAFE HARBOR TAX ADVISORY, LLC; INVESTMENT RELATED; PENSACOLA, FL; INSURANCE PRODUCTS SALES AND SERVICES; INSURANCE AGENT; MAY 2016; APPROXIMATELY 50% OF TIME SPENT ON THIS ACTIVITY. Coastal Equity Management, LLC; INVESTMENT RELATED; PENSACOLA, FL; sub-advisory services to registered Exchange-Traded Funds ("ETFs"); Managing Member/CCO; 11/2024; Hours/mo: 60 during securities trading: 30

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ryan Mccaghren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2015 - Present

SAFE HARBOR FIDUCIARY, LLC

Office #1: 700 South Palafox Street Suite 300, Pensacola, FL 32502

RIA

CRD#: 169659

Pensacola, FL

Past

June 10, 2013 - August 21, 2015

GAR WOOD SECURITIES, LLC

CRD#: 138033

MOBILE, AL

Past

February 19, 2013 - April 30, 2015

CLEARPOINT CAPITAL MANAGEMENT LLC

RIA

CRD#: 166527

MOBILE, AL

Past

November 25, 2010 - July 28, 2012

GAR WOOD SECURITIES, LLC

CRD#: 138033

MOBILE, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAFE HARBOR FIDUCIARY, LLC

CRD#: 169659 / SEC#: 801-121650

RIA

Registered Investment Advisory firm - (6/29/2021 Approved)

Alabama

Registered Investment Advisory firm - (7/6/2021 Terminated)

Florida

Registered Investment Advisory firm - (7/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/6/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(8/11/2022)

IAR

Florida
(8/19/2015)

IAR

Texas
(3/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/6/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 7/24/2013

NFA Branch Manager Examination

Current Firm

SAFE HARBOR FIDUCIARY, LLC

CRD#: 169659 / SEC#: 801-121650

RIA

Registered Investment Advisory firm - (6/29/2021 Approved)

Alabama

Registered Investment Advisory firm - (7/6/2021 Terminated)

Florida

Registered Investment Advisory firm - (7/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/6/2021 Terminated)

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Contact information

Main Address

700 South Palafox Street Suite 300, Pensacola, FL 32502

Mailing Address

Phone number

(850) 435-4844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A SEC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	530
AUM (Assets Under Management)	$ 131,977,387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott R. Mccaghren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ryan Mccaghren's CRS (Customer Relationship Summary).

Certified licenses

Experience

GAR WOOD SECURITIES, LLC

CLEARPOINT CAPITAL MANAGEMENT LLC

GAR WOOD SECURITIES, LLC

Primary Firm SEC Registration

SAFE HARBOR FIDUCIARY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/6/2011

SIE

Date: 8/21/2015

Series 7

Date: 11/24/2010

Series 30

Date: 7/24/2013

Current Firm

SAFE HARBOR FIDUCIARY, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAFE HARBOR FIDUCIARY, LLC

TRUST BUT VERIFY

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