Nimrod G. Thompson
Professional summary
Nimrod G. Thompson JR., CFP®, who also goes by Nimrod G. Thompson, Nimrod Thompson, Rod Thompson, is a registered financial advisor currently at TD CAPITAL MANAGEMENT LLC located in Memphis, Tennessee.
Nimrod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Nimrod has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nimrod G. Thompson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
November 18, 2014 - Present
TD CAPITAL MANAGEMENT LLC
Office #1: 5100 Poplar Avenue Suite 2904, Memphis, TN 38137September 27, 2011 - January 11, 2013
NEW ENGLAND SECURITIES
July 5, 2010 - January 11, 2013
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
TD CAPITAL MANAGEMENT LLC
CRD#: 106125 / SEC#: 801-52893
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/18/2014)
Exams
Current Firm
TD CAPITAL MANAGEMENT LLC
CRD#: 106125 / SEC#: 801-52893
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 429 |
| AUM (Assets Under Management) | $ 1,087,661,161 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 03/08/2024 | ||
| 02/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TD CAPITAL MANAGEMENT LLC
CRD#: 106125Memphis, TN 38137TRUST BUT VERIFY
Monitor Nimrod Thompson
Get automatic monthly alerts on:
