James G. Yahoudy

APTUS CAPITAL ADVISORS

Grapevine, TX

Some features on this profile are disabled

CRD#: 5800778

Professional summary

James Gerald Yahoudy, CFP®, who also goes by James Yahoudy, is a registered financial advisor currently at APTUS CAPITAL ADVISORS, LLC located in Grapevine, Texas and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. James has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Yahoudy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Aptus Capital Advisors, LLC; Investment Related; Grapevine, TX; Sales and Relationships; Enterprise Relationships; Start: 10/1/2020; 180 Hours Per Month and 0 During Trading; Sell ETFs, model portfolios and services to financial advisors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gerald Yahoudy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

November 17, 2020 - Present

APTUS CAPITAL ADVISORS, LLC

RIA

CRD#: 167626

Grapevine, TX

Current

October 23, 2025 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

April 11, 2013 - December 10, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Southlake, TX

Past

April 11, 2013 - October 30, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

Southlake, TX

Past

April 11, 2013 - October 30, 2020

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

August 25, 2010 - August 29, 2011

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

COPPELL, TX

Past

August 19, 2010 - April 23, 2013

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

COPPELL, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APTUS CAPITAL ADVISORS, LLC

APTUS CAPITAL ADVISORS, LLC | WILLIAMS FINANCIAL GROUP, LLC | GUARDIAN WEALTH PARTNERS, LLC | BLUE LINE INVESTING, LLC

CRD#: 167626 / SEC#: 801-107723

RIA

Registered Investment Advisory firm - (5/16/2016 Approved)

North Carolina

Registered Investment Advisory firm - (10/23/2015 Terminated)

Ohio

Registered Investment Advisory firm - (6/3/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(11/17/2020)

IAR

Texas
(11/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/24/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

APTUS CAPITAL ADVISORS, LLC

APTUS CAPITAL ADVISORS, LLC | WILLIAMS FINANCIAL GROUP, LLC | GUARDIAN WEALTH PARTNERS, LLC | BLUE LINE INVESTING, LLC

CRD#: 167626 / SEC#: 801-107723

RIA

Registered Investment Advisory firm - (5/16/2016 Approved)

North Carolina

Registered Investment Advisory firm - (10/23/2015 Terminated)

Ohio

Registered Investment Advisory firm - (6/3/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

314 Magnolia Avenue Suite 200, Fairhope, AL 36532

Mailing Address

Phone number

(251) 517-7198

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APTUS - ADV PART 2A - 09.30.2025 (9/30/2025)

Regulatory assets under management

Total Number of Accounts	9,347
AUM (Assets Under Management)	$ 9,856,216,354

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James G. Yahoudy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gerald Yahoudy's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

APTUS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2010

Series 7TO

Date: 3/24/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2010

FINRA

Current Firm

APTUS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APTUS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors