Nicholas J. Di Paolo
Professional summary
Nicholas Justin Di Paolo, CFP®, who also goes by Nick Justin Di Paolo, is a registered financial advisor currently at FORUM PRIVATE WEALTH, LLC located in Carlsbad, California.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nicholas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Justin Di Paolo's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
September 23, 2025 - Present
FORUM PRIVATE WEALTH, LLC
April 21, 2014 - April 27, 2015
U.S. BANCORP ADVISORS, LLC
April 21, 2014 - April 27, 2015
U.S. BANCORP ADVISORS, LLC
October 1, 2012 - August 30, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 2012 - August 30, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/23/2025)
Exams
Current Firm
FORUM PRIVATE WEALTH, LLC
CRD#: 337425 / SEC#:
Contact information
Red Flags
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