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Mark D. Magarian

PINE VALLEY INVESTMENTS
San Antonio, TX
Some features on this profile are disabled
CRD#: 5800263
MM

Professional summary

Mark Daniel Magarian, who also goes by Mark D Magarian, is a registered financial advisor currently at PINE VALLEY INVESTMENTS located in San Antonio, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark D Magarian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Daniel Magarian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 26, 2023 - Present

PINE VALLEY INVESTMENTS

RIA
CRD#: 173995
San Antonio, TX
Past

March 13, 2019 - September 14, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN ANTONIO, TX
Past

March 11, 2019 - March 11, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN ANTONIO, TX
Past

March 11, 2019 - September 14, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN ANTONIO, TX
Past

July 11, 2014 - March 20, 2019

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN ANTONIO, TX
Past

July 11, 2014 - March 20, 2019

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN ANTONIO, TX
Past

July 15, 2010 - July 15, 2014

MORGAN STANLEY

RIA
CRD#: 149777
SAN ANTONIO, TX
Past

June 23, 2010 - July 15, 2014

MORGAN STANLEY

BD
CRD#: 149777
SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PV
PINE VALLEY INVESTMENTS
MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA
Registered Investment Advisory firm - (1/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/26/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/12/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/22/2010
General Securities Representative Examination

Current Firm

PV
PINE VALLEY INVESTMENTS
MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA
Registered Investment Advisory firm - (1/8/2015 Approved)
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Contact information

Main Address
10 E. Stow Rd. Suite 200, Marlton, NJ 08053
Mailing Address
Phone number
(856) 334-8260
Established
Firm type
Fiscal year end
# of Employees
37

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- PINE VALLEY INVESTMENTS (3/19/2025)

Regulatory assets under management

Total Number of Accounts5,152
AUM (Assets Under Management)$ 2,183,420,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE VALLEY INVESTMENTS

CRD#: 173995San Antonio, TX

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