Mark J. Bottini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark John Bottini Jr, who also goes by Mark John Bottini, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2016. Mark had worked at 3 firms and has passed the Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2023 - October 6, 2025
ARENA FINANCIAL SERVICES, LLC
June 4, 2017 - February 22, 2023
OBERON SECURITIES, LLC
June 23, 2016 - April 5, 2017
ACADEMY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 6/30/2025
Investment Banking Registered Representative ExaminationCurrent Firm
ARENA FINANCIAL SERVICES, LLC
CRD#: 281709 / SEC#: , 8-69682
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
