Gregory F. Staton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory F. Staton, who also goes by Gregory Staton, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2017. Gregory had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2024 - June 17, 2025
EQUITEQ SECURITIES LLC
June 13, 2024 - November 13, 2024
ALANTRA, LLC
February 15, 2019 - August 15, 2023
CANACCORD GENUITY LLC
November 29, 2017 - March 11, 2019
PETSKY PRUNIER SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
EQUITEQ SECURITIES LLC
CRD#: 283799 / SEC#: , 8-69767
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
