Karen M. Erb
Professional summary
Karen Michelle Erb, who also goes by Karen L Ledbetter, Karen Lofton Ledbetter, Karen Michelle Lofton, Karen Lofton Slaughter, is a registered financial professional currently at DAI SECURITIES, LLC located in Shreveport, Louisiana.
Karen is registered as a RR (Registered Representative) and started their career in finance in 2022. Karen has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Michelle Erb's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2022 - Present
DAI SECURITIES, LLC
Office #1: Suite 200 8658 Business Park Dr., Shreveport, LA 71105-5660State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 6TO
Date: 7/1/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
DAI SECURITIES, LLC
CRD#: 36673 / SEC#: , 8-47393
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
DAI SECURITIES, LLC
CRD#: 36673Shreveport, LA 71105-5660TRUST BUT VERIFY
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