Michael Munekata
Professional Summary
Michael Munekata is a registered financial advisor currently at KELMAN LAZAROV INC located in Memphis, Tennessee and MUTUAL SECURITIES, INC. located in Memphis, Tennessee. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Current Firm
KELMAN LAZAROV INC
Contact Information
Main Address
5100 Poplar Ave, Ste 2805, Memphis, TN 38137-2805Phone Number
(901) 685-8284# of Employees
17SEC notice filing (17 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,512AUM (Assets Under Management)
$894,604,455Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Primary Firm SEC Registration
KELMAN LAZAROV INC
State Registrations and Notice Filings
(3/3/2017)
(6/29/2017)
(1/5/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Michael Munekata's CRS (Customer Relationship Summary).
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC