William D. Brack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Dontrell Brack, who also goes by Bill Brack, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 2011. William had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2014 - December 31, 2014
THE BRACK FINANCIAL GROUP, LLC
December 2, 2011 - February 25, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 27, 2011 - February 25, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE BRACK FINANCIAL GROUP, LLC
CRD#: 173231 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
