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PF

Philip Fonseca

ASSET CONSULTING GROUP
Clayton, MO 63105
Some features on this profile are disabled
CRD#: 5799858
PF

Professional summary

Philip Fonseca, who also goes by Philip Andrew Fonseca, is a registered financial advisor currently at ASSET CONSULTING GROUP, LLC located in Clayton, Missouri.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Philip has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 52, Series 7, Series 9, Series 10 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Philip Andrew Fonseca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Fonseca's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2025 - Present

ASSET CONSULTING GROUP, LLC

Office #1: 231 South Bemiston Avenue 14th Floor, Clayton, MO 63105
RIA
CRD#: 107574
Clayton, MO
Past

January 31, 2017 - March 18, 2025

EDWARD JONES

RIA
CRD#: 250
ST. LOUIS, MO
Past

January 12, 2017 - March 18, 2025

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

January 5, 2015 - January 17, 2017

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO
Past

August 28, 2013 - December 31, 2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
ST. LOUIS, MO
Past

August 28, 2013 - December 31, 2014

STIFEL INDEPENDENT ADVISORS, LLC

BD
CRD#: 28218
ST. LOUIS, MO
Past

August 6, 2012 - August 13, 2013

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ASSET CONSULTING GROUP, LLC
ASSET CONSULTING GROUP INC | GUGGENHEIM PARTNERS | ASSET CONSULTING GROUP, LLC | ASSET CONSULTING GROUP, INC.

CRD#: 107574 / SEC#: 801-39372

RIA
Registered Investment Advisory firm - (6/20/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(3/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/30/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/12/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 6/14/2014
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/5/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/18/2017
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/11/2017
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/14/2013
General Securities Principal Examination

Current Firm

AC
ASSET CONSULTING GROUP, LLC
ASSET CONSULTING GROUP INC | GUGGENHEIM PARTNERS | ASSET CONSULTING GROUP, LLC | ASSET CONSULTING GROUP, INC.

CRD#: 107574 / SEC#: 801-39372

RIA
Registered Investment Advisory firm - (6/20/1991 Approved)
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Contact information

Main Address
231 South Bemiston Avenue 14th Floor, Clayton, MO 63105
Mailing Address
Phone number
(314) 862-4848
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ASSET CONSULTING GROUP, LLC (7/14/2025)

Regulatory assets under management

Total Number of Accounts22
AUM (Assets Under Management)$ 781,677,701

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/11/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASSET CONSULTING GROUP, LLC

CRD#: 107574Clayton, MO 63105

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