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JM

Joseph G. Maxey

TRADEMARK CAPITAL MANAGEMENT
Watkinsville, GA 30677
Some features on this profile are disabled
CRD#: 5799816
JM

Professional summary

Joseph Glenn Maxey, CFP® is a registered financial advisor currently at TRADEMARK CAPITAL MANAGEMENT INC. located in Watkinsville, Georgia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 5 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Summersalt Ventures LLC; 1131 Old Bishop Rd, Bishop GA 30621; Real Estate Rental Properties; Member; less than 1% spend on OBA; start 5/30/18. (2) Summersalt Investments LLC; 1061 McNutt Crossing, Watkinsville GA 30677; Real Estate Rental Properties; Member; start 4/23/08; less than 1% spent on this OBA. (3) Mr. Maxey is a licensed real estate agent in Georgia but devotes no time to real estate activities. (4) Skywater Construction; Athens, Georgia; Custom Home Builder; Partner, 50% of time spent on this OBA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Glenn Maxey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

November 22, 2022 - Present

TRADEMARK CAPITAL MANAGEMENT INC.

Office #1: 1551 Jennings Mill Road Suite 1200a, Watkinsville, GA 30677
RIA
CRD#: 214512
Watkinsville, GA
Past

March 24, 2022 - December 6, 2022

ZACKS INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 110897
CHICAGO, IL
Past

November 30, 2018 - March 10, 2022

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
Bishop, GA
Past

June 25, 2015 - December 11, 2018

TRADEMARK CAPITAL MANAGEMENT INC.

RIA
CRD#: 214512
WATKINSVILLE, GA
Past

April 11, 2011 - September 8, 2015

TRADEMARK CAPITAL MANAGEMENT INC

RIA
CRD#: 110237
WATKINSVILLE, GA
Past

November 9, 2010 - April 4, 2011

ATHENS CAPITAL GROUP, LLC

RIA
CRD#: 142752
BOGART, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRADEMARK CAPITAL MANAGEMENT INC.
TRADEMARK | TRADEMARK SPORTS MANAGEMENT | TRADEMARK CAPITAL MANAGEMENT INC. | TRADEMARK CAPITAL ASSET MANAGEMENT

CRD#: 214512 / SEC#: 801-100363

RIA
Registered Investment Advisory firm - (6/12/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(11/22/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/4/2010
Uniform Investment Adviser Law Examination

Current Firm

TC
TRADEMARK CAPITAL MANAGEMENT INC.
TRADEMARK | TRADEMARK SPORTS MANAGEMENT | TRADEMARK CAPITAL MANAGEMENT INC. | TRADEMARK CAPITAL ASSET MANAGEMENT

CRD#: 214512 / SEC#: 801-100363

RIA
Registered Investment Advisory firm - (6/12/2015 Approved)
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Contact information

Main Address
1551 Jennings Mill Road Suite 1200a, Watkinsville, GA 30677
Mailing Address
Phone number
(706) 534-2351
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRADEMARK CAPITAL MANAGEMENT, INC. BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts453
AUM (Assets Under Management)$ 220,356,375

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEMARK CAPITAL MANAGEMENT INC.

CRD#: 214512Watkinsville, GA 30677

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