Ian M. O'shea

SCHERER FINANCIAL ADVISORY SERVICES

Dallas, TX 75248

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CRD#: 5799698

Professional summary

Ian Michael O'shea, CFP®, who also goes by Ian Michael Oshea, is a registered financial advisor currently at SCHERER FINANCIAL ADVISORY SERVICES, LLC located in Dallas, Texas.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ian Michael Oshea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Scherer Financial Advisory Services, LLC; Address: Dallas, TX; Nature of the Business: Non-variable Insurance Products; Position/Title: Agent; Investment Related: Yes; Start Date: 4/11/2024; Hours per month devoted to this business: 0; Hours per month devoted to this business during trading hours: 0; Description of duties: Sale of life insurance, fixed annuities, long-term disability and long-term care.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Michael O'shea's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 10, 2024 - Present

SCHERER FINANCIAL ADVISORY SERVICES, LLC

Office #1: 16250 Knoll Trail Drive Suite 207, Dallas, TX 75248

RIA

CRD#: 317435

Dallas, TX

Past

November 18, 2015 - April 7, 2024

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

Carrollton, TX

Past

September 11, 2015 - April 7, 2024

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHERER FINANCIAL ADVISORY SERVICES, LLC

CRD#: 317435 / SEC#: 801-122809

RIA

Registered Investment Advisory firm - (12/6/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2015

General Securities Representative Examination

Current Firm

SCHERER FINANCIAL ADVISORY SERVICES, LLC

CRD#: 317435 / SEC#: 801-122809

RIA

Registered Investment Advisory firm - (12/6/2021 Approved)

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Contact information

Main Address

16250 Knoll Trail Drive Suite 207, Dallas, TX 75248

Mailing Address

Phone number

(972) 267-9655

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- SCHERER FINANCIAL ADVISORY SERVICES, LLC (3/17/2025)

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 138,800,860

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ian M. O'shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Michael O'shea's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

Primary Firm SEC Registration

SCHERER FINANCIAL ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2015

Series 63

Date: 4/3/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2015

Current Firm

SCHERER FINANCIAL ADVISORY SERVICES, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHERER FINANCIAL ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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