Matthew T. Snow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Tyler Snow, who also goes by Matt Snow, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2010. Matthew had worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2023 - January 18, 2024
SAGESPRING WEALTH PARTNERS
March 14, 2023 - January 11, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 26, 2020 - December 3, 2020
GUARDIAN STRATEGIC WEALTH PLANNERS
February 15, 2019 - March 18, 2020
LPL FINANCIAL LLC
November 8, 2018 - November 16, 2020
LPL FINANCIAL LLC
July 23, 2015 - December 31, 2016
HALO ADVISORS, LLC
May 10, 2012 - April 21, 2014
TD AMERITRADE, INC.
May 10, 2012 - April 21, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 10, 2012 - April 21, 2014
TD AMERITRADE, INC.
February 16, 2012 - April 10, 2012
TD AMERITRADE, INC.
February 16, 2012 - April 10, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 13, 2012 - April 10, 2012
TD AMERITRADE, INC.
June 7, 2011 - December 2, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 29, 2010 - March 4, 2011
WADDELL & REED
Primary Firm SEC Registration
SAGESPRING WEALTH PARTNERS
CRD#: 283515 / SEC#: 801-107971
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/8/2018
General Securities Representative ExaminationCurrent Firm
SAGESPRING WEALTH PARTNERS
CRD#: 283515 / SEC#: 801-107971
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,811 |
| AUM (Assets Under Management) | $ 6,485,071,326 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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