Brian M. Bulthuis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Bulthuis, who also goes by Briian Michael Bulthuis, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2018. Brian had worked at 3 firms and has passed the Series 63, Series 57, SIE, Series 7, Series 14 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2025 - June 26, 2026
BTIG, LLC
March 10, 2022 - December 12, 2023
GENESIS GLOBAL TRADING, INC
August 28, 2018 - February 24, 2022
INSTINET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
