Trevor K. Nederlof
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Kurt Nederlof was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2011. Trevor had worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2020 - May 4, 2021
NEUBERGER BERMAN BD LLC
January 27, 2020 - May 4, 2021
NEUBERGER BERMAN BD LLC
September 5, 2011 - June 27, 2014
NOMURA SECURITIES INTERNATIONAL, INC.
Primary Firm SEC Registration
NEUBERGER BERMAN BD LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/27/2020
General Securities Representative ExaminationCurrent Firm
NEUBERGER BERMAN BD LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 5 |
Red Flags
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