Ralph H. Lehman

RIDGEBROOKE CAPITAL MANAGEMENT LLC

Knoxville, TN 37932

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CRD#: 5798917

Professional summary

Ralph Hamilton Lehman is a registered financial advisor currently at RIDGEBROOKE CAPITAL MANAGEMENT LLC located in Knoxville, Tennessee.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ralph has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Author - The Elusive Trade - 0 Hours a month - Not investment related 2) Author - Longing For a Changed World - 0 Hours a month - Not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Hamilton Lehman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2025 - Present

RIDGEBROOKE CAPITAL MANAGEMENT LLC

Office #1: 9729 Cogdill Road Suite 101, Knoxville, TN 37932

RIA

CRD#: 311117

Knoxville, TN

Past

October 11, 2018 - July 29, 2025

USI ADVISORS

RIA

CRD#: 108113

Knoxville, TN

Past

September 20, 2010 - January 4, 2011

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

KNOXVILLE, TN

Past

August 9, 2010 - January 4, 2011

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/6/2010

General Securities Representative Examination

Current Firm

RIDGEBROOKE CAPITAL MANAGEMENT LLC

CRD#: 311117 / SEC#:

Tennessee

Registered Investment Advisory firm - (12/18/2020 Approved)

Texas

Registered Investment Advisory firm - (8/5/2024 Conditional Restricted)

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Contact information

Main Address

5 S. Jefferson Avenue, Cookeville, TN 38501

Mailing Address

Phone number

(931) 526-8515

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	355
AUM (Assets Under Management)	$ 56,635,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ralph H. Lehman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Hamilton Lehman's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIDGEBROOKE CAPITAL MANAGEMENT LLC

USI ADVISORS

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2010

Series 7

Date: 8/6/2010

Current Firm

RIDGEBROOKE CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIDGEBROOKE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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