Ralph H. Lehman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Hamilton Lehman was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 2010. Ralph had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2025 - May 19, 2026
RIDGEBROOKE CAPITAL MANAGEMENT LLC
October 11, 2018 - July 29, 2025
USI ADVISORS
September 20, 2010 - January 4, 2011
FIRST HORIZON ADVISORS, INC.
August 9, 2010 - January 4, 2011
FIRST HORIZON ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIDGEBROOKE CAPITAL MANAGEMENT LLC
CRD#: 311117 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 436 |
| AUM (Assets Under Management) | $ 76,214,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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