Michael Capobianco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Capobianco was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2010. Michael had worked at 3 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2013 - March 12, 2018
ATB CAPITAL MARKETS USA INC.
May 11, 2011 - December 7, 2012
JENNINGS CAPITAL (USA) INC.
June 17, 2010 - April 25, 2011
RESEARCH CAPITAL USA INC.
Primary Firm SEC Registration
ATB CAPITAL MARKETS USA INC.
CRD#: 155053 / SEC#: 801-128511, 8-68692
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 6/12/2010
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
ATB CAPITAL MARKETS USA INC.
CRD#: 155053 / SEC#: 801-128511, 8-68692
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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