Allison E. Holland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Elizabeth Holland, who also goes by Allison Elizabeth Holland Mrs., Allison Elizabeth Holland, Allison Holland, Allison Elizabeth Traynor, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 2015. Allison had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2023 - February 25, 2026
ARKADIOS CAPITAL
March 3, 2017 - September 30, 2020
WEALTH MANAGEMENT ADVISORS, LLC
June 1, 2016 - October 14, 2020
TRIAD ADVISORS LLC
May 19, 2015 - June 15, 2016
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARKADIOS CAPITAL
CRD#: 282710 / SEC#: , 8-69729
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
