Daniel A. Forman

PUBLIC RESOURCES ADVISORY GROUP

UPPER BLACK EDDY, PA

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CRD#: 5798599

Professional summary

Daniel Alexander Forman is a registered financial advisor currently at PUBLIC RESOURCES ADVISORY GROUP located in Upper Black Eddy, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 1 firm and has passed the Series 65 and Series 50 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Alexander Forman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2016 - Present

PUBLIC RESOURCES ADVISORY GROUP

RIA

CRD#: 113338

UPPER BLACK EDDY, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/26/2016)

IAR

New York
(6/20/2021)

IAR

Pennsylvania
(5/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 50

Date: 2/8/2016

Municipal Advisor Representative Qualification Exam

Current Firm

PUBLIC RESOURCES ADVISORY GROUP

PUBLIC RESOURCES ADVISORY GROUP | PUBLIC RESOURCES ADVISORY GROUP, INC.

CRD#: 113338 / SEC#:

California

Registered Investment Advisory firm - (1/10/2001 Approved)

District of Columbia

Registered Investment Advisory firm - (2/9/2024 Terminated)

Florida

Registered Investment Advisory firm - (4/5/2006 Approved)

Maryland

Registered Investment Advisory firm - (3/26/2025 Terminated)

New York

Registered Investment Advisory firm - (5/14/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/31/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

39 Broadway Suite 1210, New York, NY 10006

Mailing Address

Phone number

(212) 566-7800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel A. Forman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Alexander Forman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PUBLIC RESOURCES ADVISORY GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2015

Series 50

Date: 2/8/2016

Current Firm

PUBLIC RESOURCES ADVISORY GROUP

Contact information

Documents

Red Flags

Company Information

PUBLIC RESOURCES ADVISORY GROUP

TRUST BUT VERIFY

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