Phillip B. Walker
APPROACH RETIREMENT ADVISORS
Vestavia, AL 35243
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CRD#: 5798439
Professional summary
Phillip Brittain Walker, CFP® is a registered financial advisor currently at APPROACH RETIREMENT ADVISORS, LLC located in Vestavia, Alabama.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Phillip has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
What are your service offerings?
Investment Planning
Life Transitions
Estate Planning
Business Succession Planning
Comprehensive Financial Planni...
Retirement Planning
Tax Planning
Do you have an area of expertise or specialization?
Business Owners
Estate & Generational Planning...
High Net Worth Client Needs
Medical Professionals
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Brittain Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
August 2, 2021 - Present
APPROACH RETIREMENT ADVISORS, LLC
Office #1: 3928 Cypress Drive Suite 150, Vestavia, AL 35243RIA
CRD#: 166221
Vestavia, AL
Past
April 4, 2012 - August 13, 2021
WALKER WEALTH ADVISORS, LLC
RIA
CRD#: 159700
PENSACOLA, FL
Past
January 3, 2011 - July 5, 2012
BAYSIDE WEALTH MANAGEMENT
RIA
CRD#: 141627
PENSACOLA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
APPROACH RETIREMENT ADVISORS, LLC
APPROACH RETIREMENT ADVISORS, LLC | MCCLAIN LOVEJOY FINANCIAL PLANNING, LLC | KAIROS PROPERTIES, LLC
CRD#: 166221 / SEC#: 801-121714
RIA
Registered Investment Advisory firm - (7/7/2021 Approved)Alabama
Registered Investment Advisory firm - (7/8/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/8/2021 Terminated)Texas
Registered Investment Advisory firm - (7/8/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(8/2/2021)
IAR
Florida(8/6/2021)
IAR
Texas(8/2/2021)
Current Firm
APPROACH RETIREMENT ADVISORS, LLC
APPROACH RETIREMENT ADVISORS, LLC | MCCLAIN LOVEJOY FINANCIAL PLANNING, LLC | KAIROS PROPERTIES, LLC
CRD#: 166221 / SEC#: 801-121714
RIA
Registered Investment Advisory firm - (7/7/2021 Approved)Alabama
Registered Investment Advisory firm - (7/8/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/8/2021 Terminated)Texas
Registered Investment Advisory firm - (7/8/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3928 Cypress Drive Suite 150, Birmingham, AL 35243
Mailing Address
Phone number
(205) 588-8637
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 546 |
| AUM (Assets Under Management) | $ 199,408,341 |
Red Flags
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Company Information
APPROACH RETIREMENT ADVISORS, LLC
CRD#: 166221Vestavia, AL 35243TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
