Richard P. Slater
MCGINN PENNINGER INVESTMENT MANAGEMENT
ALEXANDRIA, VA 22314
Some features on this profile are disabled
CRD#: 5798365
Professional summary
Richard P Slater, CFP® is a registered financial advisor currently at MCGINN PENNINGER INVESTMENT MANAGEMENT INC. located in Alexandria, Virginia.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Richard has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Retirement Income Management
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Investment Advice with Ongoing...
Middle Income Client Needs
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard P Slater's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
March 20, 2025 - Present
MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
Office #1: 277 S. Washington Street Suite 340, Alexandria, VA 22314RIA
CRD#: 107396
ALEXANDRIA, VA
Past
July 21, 2010 - June 10, 2025
RP SLATER FINANCIAL MANAGEMENT, LLC
RIA
CRD#: 154055
RESTON, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
MCGINN INVESTMENT MANAGEMENT INC | MCGINN PENNINGER INVESTMENT MANAGMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
CRD#: 107396 / SEC#: 801-40578
RIA
Registered Investment Advisory firm - (2/7/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(3/20/2025)
Current Firm
MP
MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
MCGINN INVESTMENT MANAGEMENT INC | MCGINN PENNINGER INVESTMENT MANAGMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
CRD#: 107396 / SEC#: 801-40578
RIA
Registered Investment Advisory firm - (2/7/1992 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
277 S. Washington Street Suite 340, Alexandria, VA 22314
Mailing Address
215 East Bay Street Suite 203b, Charleston, SC 29401
Phone number
(703) 548-2555
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 230 |
| AUM (Assets Under Management) | $ 174,267,133 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
CRD#: 107396Alexandria, VA 22314TRUST BUT VERIFY
Monitor Richard Slater
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
