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JG

Jonathan Guarracino

CRD# 5798201·Registered 2012 - 2017
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Guarracino, who also goes by Jon L Guarracino, Jonathan L Guarracino, Jonathan Larry Guarracino, Jonathan Guarracino, Jonny L Guarracino, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2012 - 2017. Jonathan had worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 56 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon L Guarracino, Jonathan L Guarracino, Jonathan Larry Guarracino, Jonathan Guarracino, Jonny L Guarracino

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
April 6, 2017 - September 27, 2017
PNC WEALTH MANAGEMENT LLC·CRD# 129052
BD
North Wales, PA
July 13, 2016 - February 8, 2017
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 22, 2015 - June 17, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Lansdale, PA
June 28, 2014 - September 9, 2015
QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
September 6, 2012 - May 28, 2013

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Current Firm

QT
QUASAR TRADING, LLC

BEAR TRADING, LLC | QUASAR TRADING, LLC

CRD#: 151974 / SEC#: 8-68416
BD
Terminated by SEC on 11/27/2017

Contact Information

Established

Delaware since 07/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BALASIS, ELIASMANAGING MEMBER5778292
SHALEV, ASSAFMANAGING MEMBER/CCO4538085
FULVIO, GENNARO JOHNFINOP2435828

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2014About the Series 6 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Oct 2012

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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