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Sagen Richard Augustin

Sagen R. Augustin

BONITA SPRINGS, FL 34134
Some features on this profile are disabled
CRD#: 5798064
Sagen Richard Augustin
Sagen Richard Augustin

Professional summary

Sagen Richard Augustin, CFP® was a registered financial advisor .

Sagen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Sagen had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***Naples Comfort Systems by Stahlman Cooling and Heating, LLC; Not Investment Related; 2160 Keane Ave., Naples, FL 34117; Sign permits to county.; Start Date: 02/25/22 ***JESURUN WEALTH ADVISORS-Financial Advisor, assisting w/financial plans, insurance, asset management, etc.~Start Date: 02/25/22 ***Sagen Augustin P.A.~Owner, Real Estate Agent, Estero, Florida, Started 2/2024, Holding/Pass Through Company. ***Jesurun Wealth Advisors~Insurance Agent for Fixed Insurance, life, disability,long-erm care and health insurance NAMED EXECUTOR FOR PARENTS ESTATE AFTER THEIR PASSING

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

July 22, 2026 - Present

Office #1: 27499 Riverview Center Boulevard, Bonita Springs, FL 34134
BONITA SPRINGS, FL
Past

March 10, 2022 - July 21, 2026

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
Bonita Springs, FL
Past

March 3, 2022 - July 21, 2026

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA
CRD#: 109701
Bonita Springs, FL
Past

March 13, 2014 - March 2, 2022

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
BONITA SPRINGS, FL
Past

February 19, 2014 - March 2, 2022

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
BONITA SPRINGS, FL
Past

March 4, 2011 - December 24, 2013

NEW ENGLAND SECURITIES

RIA
CRD#: 615
ORLANDO, FL
Past

February 5, 2011 - December 24, 2013

NEW ENGLAND SECURITIES

BD
CRD#: 615
ORLANDO, FL
Past

July 1, 2010 - December 31, 2010

HBW ADVISORY SERVICES LLC

RIA
CRD#: 143665
NORTH LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/22/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/9/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/22/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/31/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/4/2011
Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

No current employment

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