Adam B. Amorn

PREMIER PROSPERITY ADVISORS LLC

YARDLEY, PA

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CRD#: 5798021

Professional summary

Adam Brian Amorn, who also goes by Adam Amorn, is a registered financial advisor currently at PREMIER PROSPERITY ADVISORS LLC located in Yardley, Pennsylvania.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Adam has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Amorn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Adam Amorn is a licensed independent insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Brian Amorn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2018 - Present

PREMIER PROSPERITY ADVISORS LLC

RIA

CRD#: 291571

YARDLEY, PA

Past

January 25, 2012 - October 19, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLEVELAND, OH

Past

January 25, 2012 - October 19, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLEVELAND, OH

Past

October 17, 2011 - December 14, 2011

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

CHICAGO, IL

Past

September 1, 2011 - December 14, 2011

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2011

General Securities Representative Examination

Current Firm

PREMIER PROSPERITY ADVISORS LLC

CRD#: 291571 / SEC#:

Ohio

Registered Investment Advisory firm - (12/20/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/17/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Netown, PA

Mailing Address

12 Penns Trail Suite 125, Newtown, PA 18940

Phone number

(267) 429-4508

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 17,821,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam B. Amorn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Brian Amorn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PREMIER PROSPERITY ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2011

SIE

Date: 10/19/2017

Series 7

Date: 8/31/2011

Current Firm

PREMIER PROSPERITY ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PREMIER PROSPERITY ADVISORS LLC

TRUST BUT VERIFY

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