Mark J. Beal

AQR CAPITAL MANAGEMENT

Austin, TX

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CRD#: 5797648

Professional summary

Mark Jeffrey Beal is a registered financial advisor currently at AQR CAPITAL MANAGEMENT, LLC located in Austin, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Mark has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jeffrey Beal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2021 - Present

AQR CAPITAL MANAGEMENT, LLC

RIA

CRD#: 111883

Austin, TX

Past

July 22, 2013 - July 3, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AQR CAPITAL MANAGEMENT, LLC

CRD#: 111883 / SEC#: 801-55543

RIA

Registered Investment Advisory firm - (5/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/25/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2013

General Securities Representative Examination

Current Firm

AQR CAPITAL MANAGEMENT, LLC

CRD#: 111883 / SEC#: 801-55543

RIA

Registered Investment Advisory firm - (5/13/1998 Approved)

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Contact information

Main Address

One Greenwich Plaza, Suite 130 3rd Floor, Greenwich, CT 06830

Mailing Address

Phone number

(203) 742-3600

Established

Firm type

Fiscal year end

# of Employees

611

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AQR FORM ADV PART 2A (2025.03.28) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 160,519,371,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark J. Beal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jeffrey Beal's CRS (Customer Relationship Summary).

Certified licenses

Experience

AQR CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AQR CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/25/2013

SIE

Date: 7/3/2018

Series 7

Date: 7/21/2013

Current Firm

AQR CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AQR CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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