Mark F. Pauwels
Professional summary
Mark Frank Pauwels Jr., who also goes by Mark Frank Pauwels Jr., Mark Frank Pauwels, was a registered financial advisor .
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mark had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2026 - Present
Office #1: 36631 Green Street, New Baltimore, MI 48047
December 16, 2016 - June 1, 2026
SPC
December 16, 2016 - June 1, 2026
SIGMA FINANCIAL CORPORATION
April 28, 2014 - December 16, 2016
WADDELL & REED
April 25, 2014 - December 16, 2016
WADDELL & REED
July 5, 2013 - March 13, 2014
OSAIC SERVICES, INC.
July 3, 2013 - March 13, 2014
OSAIC SERVICES, INC.
February 2, 2011 - June 11, 2013
HANTZ FINANCIAL SERVICES, INC.
August 12, 2010 - June 11, 2013
HANTZ FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/29/2026)
(5/29/2026)
Exams
Current firm
No current employment
Red Flags
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Company Information
No current employment
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