Nicholas C. Trombetta

Guilford, CT

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CRD#: 5796624

Professional summary

Nicholas Christopher Trombetta, who also goes by Nicholas Trombetta, was a registered financial advisor .

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nicholas had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Nicholas Trombetta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Ownership; RPWM Partners, LLC; Owner; Manage Ameriprise Business; 262 South River Rd, Suite 201, Bedford, NH, 03110; Investment-Related; 04/08/2010; 1 to 9 hours per month; 1 to 9 during trading hours / Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847, Merrimack, NH, 03054; Not Investment-Related; 10/16/2025; 0 hours per month; 0 during trading hours. Outside Employment; RPWM Partners LLC; Investment Manager - Trading, research & analysis, model construction; 262 South River Road, Suite 2, Bedford, NH 03110; Investment-Related; 03/07/2017; 40 to 59 hours per month; 60 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2026 - Present

Guilford, CT

Past

October 16, 2023 - September 23, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Guilford, CT

Past

May 13, 2022 - September 28, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Guilford, CT

Past

March 16, 2017 - September 23, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Guilford, CT

Past

November 30, 2011 - February 21, 2017

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 5/12/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 12/28/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 6/27/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 11/29/2011

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 12/4/2014

General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas C. Trombetta

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

BLACKROCK INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 5/12/2017

Series 63

Passed: 12/28/2011

SIE

Passed: 10/1/2018

Series 7

Passed: 6/27/2012

Series 6

Passed: 11/29/2011

Series 24

Passed: 12/4/2014

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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