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EB

Eric W. Barkey

J.S. REPLOGLE & ASSOCIATES
Bridgewater, VA
Some features on this profile are disabled
CRD#: 5796003
EB

Professional summary

Eric Wayne Barkey is a registered financial advisor currently at J.S. REPLOGLE & ASSOCIATES LLC located in Bridgewater, Virginia.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Eric has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Wayne Barkey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2018 - Present

J.S. REPLOGLE & ASSOCIATES LLC

RIA
CRD#: 126089
Bridgewater, VA
Past

June 24, 2010 - July 27, 2018

BARKEY FINANCIAL, LLC

RIA
CRD#: 153866
BRIDGEWATER, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/18/2018)
IAR
Indiana
(4/7/2026)
IAR
Texas
(4/16/2024)
IAR
Virginia
(10/9/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/26/2010
Uniform Investment Adviser Law Examination

Current Firm

JR
J.S. REPLOGLE & ASSOCIATES LLC
J.S. REPLOGLE & ASSOCIATES | REPLOGLE, JAMES SNADER | J.S. REPLOGLE & ASSOCIATES LLC

CRD#: 126089 / SEC#:

Florida
Registered Investment Advisory firm - (5/7/2018 Approved)
Texas
Registered Investment Advisory firm - (4/16/2024 Conditional Restricted)
Virginia
Registered Investment Advisory firm - (5/20/2003 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Bridgewater, VA
Mailing Address
Phone number
(540) 828-2675
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts255
AUM (Assets Under Management)$ 40,386,839

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
IllinoisERA - Withdrawn5/29/2015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J.S. REPLOGLE & ASSOCIATES LLC

CRD#: 126089Bridgewater, VA

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