Joshua D. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua David Thompson was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2010. Joshua had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2016 - October 30, 2020
CONSILIUM MANAGEMENT GROUP, LLC
August 12, 2011 - December 6, 2016
INVEST FINANCIAL CORPORATION
August 11, 2011 - December 6, 2016
INVEST FINANCIAL CORPORATION
February 16, 2011 - July 20, 2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
July 26, 2010 - July 20, 2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CONSILIUM MANAGEMENT GROUP, LLC
CRD#: 285313 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
