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Oskar Kowalski

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CRD#: 5794970
OK

Professional summary

Oskar Kowalski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Oskar is a previously registered financial professional and started their career in finance in 2011. Prior to being barred, Oskar had worked at 4 firms, which includes ALLIED MILLENNIAL PARTNERS LLC, WINDSOR STREET CAPITAL LP, LEGEND SECURITIES INC., AEGIS CAPITAL CORP..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 14, 2014 - October 12, 2015

ALLIED MILLENNIAL PARTNERS, LLC

BD
CRD#: 16569
NEW YORK, NY
Past

March 27, 2014 - October 28, 2014

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
New York, NY
Past

October 15, 2012 - September 11, 2013

LEGEND SECURITIES, INC.

BD
CRD#: 44952
NEW YORK, NY
Past

August 29, 2011 - November 13, 2012

AEGIS CAPITAL CORP.

BD
CRD#: 15007
MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/12/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/26/2011
General Securities Representative Examination

Current Firm

AM
ALLIED MILLENNIAL PARTNERS, LLC
ALLIED MILLENNIAL PARTNERS, LLC | LANGDON, SHAW & BREWER SECURITIES, INC. | LANGDON SHAW SECURITIES, INC. | LANGDON & SHAW SECURITIES, INC. | INDIANA SECURITIES, INC. | EJ STERLING STRATEGIC WEALTH MANAGEMENT | EJ STERLING INC | E.J. STERLING, LLC

CRD#: 16569 / SEC#: , 8-34176

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281
Mailing Address
Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281
Phone number
(646) 532-2400
Established
New York since 09/09/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JPED HOLDINGS LLCHOLDING COMPANY
ABBRUZZESE, EMILY COPELANDFINANCIAL AND OPERATIONS PRINCIPAL4606343
JOHNSON, KAY ALISONCHIEF COMPLIANCE OFFICER1583193
PARMIGIANI, JOHNCEO, PRESIDENT AS OF 11/20152800410

Disclosures

Regulatory Event5
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIED MILLENNIAL PARTNERS, LLC

CRD#: 16569

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