John T. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Lee, CFP®, who also goes by John T. Lee, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2010. John had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2014 - September 12, 2014
RETIREMENT CAPITAL MANAGEMENT, LLC
October 18, 2010 - December 3, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 24, 2010 - December 3, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT CAPITAL MANAGEMENT, LLC
CRD#: 166609 / SEC#: 801-81099
Contact information
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 5,362,423 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
