Norbert C. West
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norbert Charles West JR., who also goes by Norbert C West Jr., Norbert West Jr., Norbert West, was a registered financial professional .
Norbert is a previously registered financial professional and started their career in finance in 2011. Norbert had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2015 - January 5, 2018
ADVISORS' PRIDE INC.
December 24, 2014 - October 31, 2016
LPL FINANCIAL LLC
February 4, 2014 - October 31, 2016
LPL FINANCIAL LLC
March 14, 2011 - February 5, 2014
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
ADVISORS' PRIDE INC.
CRD#: 170669 / SEC#: 801-80479
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,222 |
| AUM (Assets Under Management) | $ 1,301,107,732 |
Red Flags
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