SM
Shayan S. Mozaffar
10X10Y LLC
Dallas, TX
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CRD#: 5794316
SM
Professional summary
Shayan Suleman Mozaffar is a registered financial advisor currently at 10X10Y LLC located in Dallas, Texas.
Shayan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Shayan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Adjunct Professor at the Columbia Business School located in New York, NY. Mr. Mozaffar teaches a course on Advanced Investment Research, The Analyst's Edge, one semester each year. He typically teaches a 3-hour class in the evenings, after market hours. 10x10y Productions LLC located in Dallas, TX. A production company that develops content and experience related to the course Mr. Mozaffar teaches at the Columbia Business School. Spends less than 1-hour per week after market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Shayan Suleman Mozaffar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2021 - Present
10X10Y LLC
RIA
CRD#: 315871
Dallas, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/27/2022)
IAR
Texas(8/17/2021)
Current Firm
1L
10X10Y LLC
10X10Y LLC
CRD#: 315871 / SEC#:
New York
Registered Investment Advisory firm - (5/27/2022 Approved)Texas
Registered Investment Advisory firm - (8/17/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Dallas, TX
Mailing Address
Phone number
(413) 218-0041
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 13,412,303 |
Red Flags
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