Carlos C. Celaya

CELAYA WEALTH MANAGEMENT

Miami, FL

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CRD#: 5794144

Professional summary

Carlos Cesar Celaya, CFP®, who also goes by Carlos Celaya, is a registered financial advisor currently at CELAYA WEALTH MANAGEMENT located in Miami, Florida.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Carlos has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carlos Celaya

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - Insurance - I have an active 0215 Life and Insurance license. I devote around 30 hours a month helping clients with their personal life, disability and annuity insurance needs. The majority of those hours are spent during securities trading hours. 2 - Real Estate - I have an active real estate license since 2004. I devote around 5 hours per month to real estate activity but 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Cesar Celaya's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

December 10, 2014 - Present

CELAYA WEALTH MANAGEMENT

RIA

CRD#: 172948

Miami, FL

Past

September 7, 2010 - December 5, 2014

INGHAM RETIREMENT GROUP

RIA

CRD#: 106299

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/10/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2010

Uniform Investment Adviser Law Examination

Current Firm

CELAYA WEALTH MANAGEMENT

CELAYA WEALTH MANAGEMENT | CELAYA WEALTH MANAGEMENT GROUP, INC

CRD#: 172948 / SEC#:

Florida

Registered Investment Advisory firm - (12/10/2014 Approved)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(305) 560-4434

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 25,208,184

Red Flags

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Carlos C. Celaya

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Cesar Celaya's CRS (Customer Relationship Summary).

Certified licenses

Experience

CELAYA WEALTH MANAGEMENT

INGHAM RETIREMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2010

Current Firm

CELAYA WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CELAYA WEALTH MANAGEMENT

TRUST BUT VERIFY

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